Regulatory
Our approach is to design and build solutions that are right for your specific needs. We focus on your objectives, jurisdictions of interest and product verticals.
The vast majority of our regulatory work is delivered under ongoing, but flexible, arrangements with clients. We are also commissioned to work on in-depth projects.
Depending on your objectives, we can offer a wide range of solutions, including:
01. Tracking and analysis
02. New market entry reports
03. In-depth thematic or product reports
04. Strategic regulatory, policy and risk advice
05. Regulatory due diligence in an M&A context
Licensing
We manage licence applications, alongside local lawyers & consultants, across the globe. We are able to provide a full end-to-end licence management service or support specific aspects of a licensing project.
A critical part of being able to receive a licence or concession is choosing and using the expertise of local lawyers & consultants. We are able to recommend local expertise from our network or work with your regular advisors.
When providing a full licensing solution, we generally work using the following process:
01. Strategic and structural review
02. Conduct compliance assessment and define project plan
03. Prepare and submit licence documentation
04. Resolve queries from the regulator
05. Prepare for go-live, including pre go-live audits and technical checks
06. Receive licence, validation and go-live
Compliance
We provide dedicated additional support to compliance teams.
For larger companies, we can provide extra support for particular compliance areas, advice on best practice/benchmarked industry practice and specific problem-solving. For smaller companies, we offer a turnkey solution and support with building & scaling a compliance function.
We also advise on technical compliance matters and can provide an effective interface between technical teams, compliance teams and other business teams.
A list of some of our compliance services can be found below:
01. Advising on and executing specific compliance & technical compliance projects
02. Creating, enhancing and updating policies and procedures
03. Providing recommendations to comply with changes to licensing conditions
04. Managing or supporting regulatory reporting
05. Liaising with third parties, such as data centres and auditors
06. Training internal team members, in particular, senior stakeholders